-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EXosIadldGtVgm+HEZJ2C+TCnsbqifOlfY9ZcDz6AE/C5Jvd2g8vvAQTMJsC0f6r rF68DkTOuVdO1ptQ7bwx0w== 0001193125-08-057614.txt : 20080314 0001193125-08-057614.hdr.sgml : 20080314 20080314172745 ACCESSION NUMBER: 0001193125-08-057614 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080314 DATE AS OF CHANGE: 20080314 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPTIUM CORP CENTRAL INDEX KEY: 0001219169 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82534 FILM NUMBER: 08690500 BUSINESS ADDRESS: STREET 1: 200 PRECISION ROAD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2678033800 MAIL ADDRESS: STREET 1: 200 PRECISION ROAD CITY: HORSHAM STATE: PA ZIP: 19044 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Pettit Danny CENTRAL INDEX KEY: 0001379172 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 650 317 6534 MAIL ADDRESS: STREET 1: KPLJ VENTURES LLC STREET 2: 149 COMMONWEALTH DRIVE, SUITE 2008 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. __)*

 

 

 

 

OPTIUM CORPORATION

(Name of Issuer)

 

 

COMMON STOCK, PAR VALUE $0.0001 PER SHARE

(Title of Class of Securities)

 

 

68402T107

(CUSIP Number)

 

 

March 13, 2008

(Date of Event Which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 68402T107

 

  1  

Names of Reporting Persons.

 

Danny Pettit            

   
  2  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   
  3  

SEC Use Only

 

   
  4  

Citizenship or Place of Organization

 

Delaware, United States             

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH:  

 

 

  5    Sole Voting Power

 

      1,438,690

 

  6    Shared Voting Power

 

      0

 

  7    Sole Dispositive Power

 

      1,438,690

 

  8    Shared Dispositive Power

 

      0

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,438,690            

   
10  

Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares

 

 

¨

   
11  

Percent of Class Represented by Amount in Row (9)

 

5.65%            

   
12  

Type of Reporting Person (See Instructions)

 

IN

   

 


Item 1

 

  (a) Name of Issuer:

Optium Corporation

 

  (b) Address of Issuer’s Principal Executive Offices:

200 Precision Road, Horsham PA 19044

Item 2

 

  (a) Name of Person Filing:

Danny Pettit

 

  (b) Address of Principal Business Office or, if none, Residence:

c/o Kalkhoven, Pettit, Levin & Johnson Ventures LLC, 149 Commonwealth Drive, Suite 2008, Menlo Park,

California 94025

 

  (c) Citizenship:

United States

 

  (d) Title of Class of Securities:

Common Stock, par value $0.0001 per share (the “Common Stock”)

 

  (e) CUSIP Number:

68402T107

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), 13d-2(b) or 13d-2(c), check whether the person filing is a:

 

  (a) ¨ Broker or dealer registered under Section 15 of the Exchange Act;

 

  (b) ¨ Bank as defined in section 3(a)(6) of the Exchange Act;

 

  (c) ¨ Insurance company as defined in section 3(a)(19) of the Exchange Act;

 

  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940;

 

  (e) ¨ An investment adviser in accordance with Rule 13-d(1)(b)(1)(ii)(E);

 

  (f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

  (g) ¨ A parent holding company or control person, in accordance with Rule 13d-1(b)(ii)(G);

 

  (h) ¨ A savings association, as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

 

  (j) ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(J).


Item 4. Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned:

1,438,690

 

  (b) Percent of class:

5.65%

The foregoing percentage is calculated based on the 25,441,299 shares of Common Stock of Optium Corporation outstanding as of December 10, 2007 as reported in the issuer’s Quarterly Report on Form 10-Q filed with the SEC on December 13, 2007.

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote: 1,438,690

 

  (ii) Shared power to vote or to direct the vote: 0

 

  (iii) Sole power to dispose or to direct the disposition of: 1,438,690

 

  (iv) Shared power to dispose or to direct the disposition of: 0

 

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ¨

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certification.

Not applicable.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: March 13, 2008

 

By:   /s/ Danny Pettit
Name:   Danny Pettit
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